Lori A. Weber
Education:
- J.D., St. John's University School of Law
- B.S., St. John's University College of Business Administration
Lori A. Weber has over 30 years of legal experience working in the mutual fund and securities industries as a practicing attorney specializing in various aspects of Federal securities and exchange laws and rules, including under the Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Company Act of 1940, the Investment Advisers Act of 1940 and NYSE Exchange rules and applicable listing requirements. Most recently Lori served as Vice President and Senior Associate General Counsel at Franklin Templeton, a $1.4 trillion global investment management organization, with subsidiaries operating and serving clients in over 155 countries. Prior to joining Franklin Templeton in 1997, she was a corporate/securities associate at Willkie Farr and Gallagher LLP and served as law clerk to the Hon. Conrad B. Duberstein, Chief Judge, United States Bankruptcy Court, Eastern District of New York. Her prior roles include internship positions with the U.S. Securities and Exchange Commission, Division of Investment Management and the U.S. Attorney, Eastern District of New York, Civil Division and business experience as Vice President of Trading and Operations for Adams Cohen Securities, Inc. in New York.